This past fall, Phase 3 of initial margin reform came into force. All firms holding more than $1.5 trillion USD in notional in uncleared derivatives were required to post margin in a manner compliant with the rules of a new global margining framework. This new framework, passed by regulators in all major jurisdictions, is composed of stringent rul...
19 February 2019 Financial Services Regulation
Investment managers and brokers both lose unless they resolve differences by the MiFID II deadline Repapering of terms under MiFID II is potentially a massive problem for the buy-side. This issue is often overlooked as asset managers typically rely on their sell-side partners for support. Broker-dealers and banks provide trading strategies, liquid...
19 October 2017 MiFID
Getting re-papered under the terms of MiFID II will test the relationships between dealer and asset manager. All the terms of business, policies and procedures that banks and broker dealers have with clients will need to be reassessed and likely repapered under the terms of MiFID II. As the regulation reaches new asset classes, requiring unpreceden...
27 September 2017 MiFID
Sharmil PatwaMD at Opus Una
Adrian WarrMD at TTBIDS Limited
Julien ReyDirector, Derivatives Data & Valuation Services at IHS Markit
Christopher LiguoriExecutive Director at IHS Markit
Brittany GarlandExecutive Director at IHS Markit
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